Certified Risk and Compliance Professional (CRCP) Preparation
Bring governance, risk and compliance together into one working approach.
About this course
Bring governance, risk and compliance together into one working approach. Over four days you will review governance models and stakeholder responsibilities, define the areas of risk your organisation faces, and choose controls that suit each business cycle.
You will also look at the day-to-day work of a compliance function, from writing and reviewing policies to monitoring and reporting, with examples drawn from banking, insurance and other financial services. Case discussion and review prepare you for the CRCP.
What you'll learn
- Explain corporate governance and its relationship with risk management and internal control
- Compare governance models and the functions they serve
- Describe the roles and responsibilities of stakeholders in private and public institutions
- Define the areas of risk management and the internal and external factors that drive risk
- Select suitable controls for different business cycles
- Maintain and review policies and procedures that reduce regulatory breaches
Curriculum
- Principles of corporate governance
- Governance models compared
- The board, committees and management
- Governance in public and private institutions
- Roles and responsibilities of stakeholders
- Lines of defence
- Transparency and disclosure
- Conflicts of interest
- Areas and categories of risk
- Internal and external risk drivers
- Risk identification and assessment
- Risk appetite and tolerance
- Components of an internal control system
- Control design and testing
- Controls for key business cycles
- Control weaknesses and remediation
- Role and mandate of compliance
- Regulatory change management
- Writing and reviewing policies and procedures
- Monitoring and reporting
- Banking and insurance considerations
- Brokerage, leasing and microfinance
- Financial crime risk
- Case study and assessment review
Who it's for
Risk, compliance and control professionals in banking, insurance and financial services.
Before you start
- Experience in compliance, risk, audit or financial services
Prepares for
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